| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | - |
| Rep | Advising on securities | 2017-10-03 | 2025-07-29 | |
| Rep | Advising on securities | 2013-04-22 | 2017-10-02 | |
| Rep | Dealing in securities | 2013-04-22 | 2017-10-02 | |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2008-02-05 | 2013-04-01 |
| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2005-10-14 | 2007-08-10 |
| BOCI Bullion Company Limited | Rep | Advising on corporate finance | 2003-04-01 | 2004-05-07 |
| Rep | Advising on securities | 2003-04-01 | 2004-05-07 | |
| Rep | Asset management | 2003-04-01 | 2004-05-07 | |
| Rep | Providing automated trading services | 2003-04-01 | 2004-05-07 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-05-07 | |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-01-13 |
| Rep | Asset management | 2003-04-01 | 2004-01-13 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2007-08-10 | |
| BOCI SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-01-12 |
| Rep | Advising on securities | 2003-04-01 | 2004-01-12 | |
| Rep | Asset management | 2003-04-01 | 2004-01-12 | |
| Rep | Dealing in securities | 2003-04-01 | 2007-08-10 |
No HKMA registrations in the collected records.