| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CMB International Securities Limited | Rep | Advising on securities | 2021-11-05 | - |
| CMB International Global Markets Limited | Rep | Dealing in securities | 2019-07-26 | 2022-02-07 |
| CMB International Securities Limited | RO | Dealing in securities | 2018-11-05 | - |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-05-25 | - |
| CMB International Securities Limited | Rep | Dealing in securities | 2015-05-13 | 2018-11-05 |
| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2015-03-04 | 2015-03-27 |
| Rep | Dealing in securities | 2015-03-04 | 2015-03-27 | |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2015-02-09 | 2015-02-19 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2015-02-09 | 2015-02-19 |
| Everbright Securities Digital Finance (HK) Limited | Rep | Dealing in securities | 2014-12-31 | 2015-01-29 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2014-07-25 | 2015-01-29 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2013-04-23 | 2015-01-29 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2013-04-23 | 2015-01-29 |
| DA INTERNATIONAL FINANCIAL SERVICE LIMITED | Rep | Dealing in futures contracts | 2012-06-05 | 2013-04-02 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-12-12 | 2012-06-01 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2011-03-17 | 2012-06-01 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2008-11-04 | 2009-06-01 |
No HKMA registrations in the collected records.