Ng, Michael Wai Ming 吳偉明

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Kaisa Financial Group Company Limited	RO	Dealing in securities	2008-06-16	-
Goldbridge Securities Limited	RO	Dealing in securities	2006-07-04	2008-02-29
	Rep	Dealing in securities	2006-05-15	2006-07-04
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2005-10-13	2006-04-27
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2005-10-13	2006-04-27
OCBC Futures Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2005-08-04	2005-09-28
OCBC Securities Brokerage (Hong Kong) Limited	Rep	Dealing in securities	2005-08-04	2005-09-28
BOCOM International Holdings Company Limited	Rep	Dealing in securities	2005-05-27	2005-07-08
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2003-07-11	2005-05-20
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2003-07-11	2005-05-20
AuVantage Consultancy Limited	RO	Advising on securities	2003-05-23	2003-06-14
	RO	Dealing in securities	2003-05-23	2003-06-14
MAGUSTA FUTURES LIMITED	Rep	Advising on futures contracts	2003-05-23	2003-06-14
	Rep	Dealing in futures contracts	2003-05-23	2003-06-14

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Kaisa Financial Group Company Limited	RO	Dealing in securities	2008-06-16	-
Goldbridge Securities Limited	RO	Dealing in securities	2006-07-04	2008-02-29
	Rep	Dealing in securities	2006-05-15	2006-07-04
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2005-10-13	2006-04-27
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2005-10-13	2006-04-27
OCBC Futures Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2005-08-04	2005-09-28
OCBC Securities Brokerage (Hong Kong) Limited	Rep	Dealing in securities	2005-08-04	2005-09-28
BOCOM International Holdings Company Limited	Rep	Dealing in securities	2005-05-27	2005-07-08
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2003-07-11	2005-05-20
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2003-07-11	2005-05-20
AuVantage Consultancy Limited	RO	Advising on securities	2003-05-23	2003-06-14
	RO	Dealing in securities	2003-05-23	2003-06-14
MAGUSTA FUTURES LIMITED	Rep	Advising on futures contracts	2003-05-23	2003-06-14
	Rep	Dealing in futures contracts	2003-05-23	2003-06-14