| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Kaisa Financial Group Company Limited | RO | Dealing in securities | 2008-06-16 | - |
| Goldbridge Securities Limited | RO | Dealing in securities | 2006-07-04 | 2008-02-29 |
| Rep | Dealing in securities | 2006-05-15 | 2006-07-04 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-10-13 | 2006-04-27 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-10-13 | 2006-04-27 |
| OCBC Futures Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2005-08-04 | 2005-09-28 |
| OCBC Securities Brokerage (Hong Kong) Limited | Rep | Dealing in securities | 2005-08-04 | 2005-09-28 |
| BOCOM International Holdings Company Limited | Rep | Dealing in securities | 2005-05-27 | 2005-07-08 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-07-11 | 2005-05-20 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2003-07-11 | 2005-05-20 |
| AuVantage Consultancy Limited | RO | Advising on securities | 2003-05-23 | 2003-06-14 |
| RO | Dealing in securities | 2003-05-23 | 2003-06-14 | |
| MAGUSTA FUTURES LIMITED | Rep | Advising on futures contracts | 2003-05-23 | 2003-06-14 |
| Rep | Dealing in futures contracts | 2003-05-23 | 2003-06-14 |
No HKMA registrations in the collected records.