| TENTROVE SECURITIES LIMITED | RO | Dealing in securities | 2026-06-29 | - |
| Granville Financial Services Company Limited | RO | Dealing in futures contracts | 2017-11-21 | 2023-11-30 |
| RO | Dealing in securities | 2017-11-21 | 2023-11-30 |
| DAKIN SECURITIES LIMITED | RO | Dealing in futures contracts | 2016-04-12 | 2016-08-31 |
| RO | Dealing in securities | 2016-04-12 | 2016-08-31 |
| Minerva Holding Financial Securities Limited | RO | Dealing in securities | 2014-12-02 | 2016-04-11 |
| Rep | Dealing in securities | 2014-11-14 | 2014-12-02 |
| GRANDLY FINANCIAL SERVICES LIMITED | RO | Dealing in futures contracts | 2014-08-08 | 2014-10-21 |
| Beevest Securities Limited | RO | Advising on securities | 2012-11-22 | 2012-12-06 |
| RO | Dealing in futures contracts | 2012-06-15 | 2012-12-06 |
| RO | Dealing in securities | 2012-06-15 | 2012-12-06 |
| Astrum Capital Management Limited (HK) | Rep | Dealing in futures contracts | 2011-12-07 | 2012-02-29 |
| Rep | Dealing in securities | 2011-12-07 | 2012-02-29 |
| South West Capital Limited (d2013-12-11) | RO | Dealing in futures contracts | 2011-06-30 | 2011-09-30 |
| RO | Dealing in securities | 2011-06-30 | 2011-09-30 |
| Funderstone Futures Limited | Rep | Advising on futures contracts | 2003-04-01 | 2005-01-24 |
| Rep | Asset management | 2003-04-01 | 2005-01-24 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2011-06-26 |
| Funderstone Securities Limited | Rep | Advising on corporate finance | 2003-04-01 | 2005-01-24 |
| Rep | Advising on securities | 2003-04-01 | 2005-01-24 |
| Rep | Asset management | 2003-04-01 | 2005-01-24 |
| Rep | Dealing in securities | 2003-04-01 | 2011-06-26 |