| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Pleiad Investment Advisors Limited | RO | Advising on securities | 2024-12-09 | - |
| RO | Dealing in securities | 2024-12-09 | - | |
| RO | Asset management | 2014-06-13 | - | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2012-05-15 | 2014-04-12 |
| SPARX Asia Investment Advisors Limited | RO | Advising on securities | 2011-07-21 | 2012-03-31 |
| RO | Asset management | 2011-07-21 | 2012-03-31 | |
| MCP Asset Management Company Limited | RO | Advising on securities | 2009-12-14 | 2010-11-30 |
| RO | Asset management | 2009-12-14 | 2010-11-30 | |
| RO | Advising on securities | 2006-12-28 | 2009-06-17 | |
| RO | Asset management | 2006-12-28 | 2009-06-17 |
No HKMA registrations in the collected records.