| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SPARX Asia Investment Advisors Limited | RO | Advising on securities | 2014-11-24 | - |
| RO | Asset management | 2014-11-24 | - | |
| Rep | Advising on securities | 2007-09-05 | 2014-11-24 | |
| Rep | Asset management | 2007-09-05 | 2014-11-24 |
No HKMA registrations in the collected records.