Personnel SFC Licences and HKMA Registrations (ID 95038)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BALYASNY ASSET MANAGEMENT (HONG KONG) LIMITED (TRADING AS CORBETS CAPITAL)	Rep	Asset management	2025-02-03	-
BlackRock Asset Management North Asia Limited	Rep	Dealing in futures contracts	2018-12-18	2023-11-16
	Rep	Dealing in securities	2018-12-18	2023-11-16
Nezu Asia Capital Management Limited	Rep	Asset management	2012-06-08	2018-04-22
SPARX Asia Investment Advisors Limited	Rep	Asset management	2006-07-18	2012-02-09
	Rep	Advising on securities	2005-05-09	2012-02-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.