Personnel Hong Kong SFC License Details (ID 95042)

Personnel Hong Kong SFC License Details (ID 95042)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORPORATE BROKERS LIMITED	Rep	Dealing in securities	2023-07-03	-
CORPORATE COMMODITIES LIMITED	Rep	Dealing in futures contracts	2023-07-03	-
SPS COMMODITIES LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-10-26
	Rep	Asset management	2003-04-01	2004-10-26
	Rep	Dealing in futures contracts	2003-04-01	2023-06-30
SPS SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-10-26
	Rep	Advising on securities	2003-04-01	2004-10-26
	Rep	Asset management	2003-04-01	2004-10-26
	Rep	Dealing in securities	2003-04-01	2023-06-30