| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CORPORATE BROKERS LIMITED | Rep | Dealing in securities | 2023-07-03 | - |
| CORPORATE COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2023-07-03 | - |
| SPS COMMODITIES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-10-26 |
| Rep | Asset management | 2003-04-01 | 2004-10-26 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2023-06-30 | |
| SPS SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-10-26 |
| Rep | Advising on securities | 2003-04-01 | 2004-10-26 | |
| Rep | Asset management | 2003-04-01 | 2004-10-26 | |
| Rep | Dealing in securities | 2003-04-01 | 2023-06-30 |
No HKMA registrations in the collected records.