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Lau, Shui Wah 劉瑞華 Hong Kong SFC License Details (ID 95053)
Lau, Shui Wah 劉瑞華
SFC ID:
AAD420
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
SPS SECURITIES LIMITED
Rep
Advising on corporate finance
-
2004-09-03
Rep
Advising on securities
-
2004-09-03
Rep
Asset management
-
2004-09-03
Rep
Dealing in securities
-
2020-12-11