Personnel Hong Kong SFC License Details (ID 95056)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SPS COMMODITIES LIMITED	Rep	Dealing in futures contracts	2005-01-07	2010-06-29
SPS SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-10-28
	Rep	Advising on securities	-	2004-10-28
	Rep	Asset management	-	2004-10-28
	Rep	Dealing in securities	-	2023-04-28