Personnel Hong Kong SFC License Details (ID 95069)

Personnel Hong Kong SFC License Details (ID 95069)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED	RO	Advising on corporate finance	2026-06-23	-
	RO	Dealing in securities	2026-06-23	-
CINDA INTERNATIONAL CAPITAL LIMITED	RO	Dealing in securities	2024-10-21	2026-06-16
	Rep	Dealing in securities	2021-05-21	2024-10-21
	RO	Advising on corporate finance	2017-07-27	2026-06-16
	Rep	Advising on corporate finance	2017-06-01	2017-07-27
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	RO	Advising on corporate finance	2017-03-01	2017-05-08
	Rep	Advising on corporate finance	2015-05-20	2017-03-01
SOUTH CHINA CAPITAL LIMITED	Rep	Advising on corporate finance	2013-09-05	2015-04-30
Odysseus Capital Asia Limited	Rep	Advising on corporate finance	2013-01-10	2013-08-16
SSC MANDARIN FINANCIAL SERVICES LIMITED	Rep	Advising on corporate finance	2011-07-04	2012-06-30