| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SPARC CAPITAL MANAGEMENT LIMITED | RO | Advising on securities | 2026-06-02 | - |
| RO | Asset management | 2026-06-02 | - | |
| Siegfried Asset Management Limited (HK) | RO | Advising on securities | 2019-01-17 | 2026-04-30 |
| RO | Asset management | 2019-01-17 | 2026-04-30 | |
| RO | Dealing in securities | 2019-01-17 | 2026-04-30 | |
| HuaAn Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2015-02-11 | 2018-12-31 |
| Rep | Asset management | 2015-02-11 | 2018-12-31 | |
| MIS SERVICES LIMITED (d2019-06-01) | Rep | Asset management | 2010-11-19 | 2012-09-01 |
| Manulife Investment Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2007-07-05 | 2008-05-01 |
| Rep | Advising on securities | 2007-07-05 | 2008-05-01 | |
| Rep | Asset management | 2007-07-05 | 2008-05-01 | |
| PineBridge Investments Asia Limited | Rep | Advising on securities | 2006-06-16 | 2006-11-10 |
| Rep | Asset management | 2006-06-16 | 2006-11-10 | |
| PineBridge Investments Hong Kong Limited | Rep | Dealing in securities | 2006-06-16 | 2006-11-10 |
| PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-04-01 |
| Rep | Advising on securities | 2003-04-01 | 2004-04-01 | |
| Rep | Asset management | 2003-04-01 | 2004-04-01 |
No HKMA registrations in the collected records.