Personnel Hong Kong SFC License Details (ID 95084)

Personnel Hong Kong SFC License Details (ID 95084)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Standard Chartered Securities (Hong Kong) Limited	RO	Advising on corporate finance	2009-09-04	2012-07-04
	RO	Advising on securities	2009-09-04	2012-07-04
	RO	Dealing in securities	2009-09-04	2012-07-04
	Rep	Advising on corporate finance	2009-06-30	2009-09-04
	Rep	Advising on securities	2009-06-30	2009-09-04
	Rep	Dealing in securities	2009-06-30	2009-09-04
Merrill Lynch Far East Limited	Rep	Advising on securities	2005-04-22	2008-07-02
	Rep	Dealing in securities	2005-04-22	2008-07-02
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2004-04-22	2008-07-02
	Rep	Advising on securities	2004-04-22	2008-07-02
	Rep	Dealing in securities	2004-04-22	2008-07-02
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2004-04-22	2008-07-02