Chen, Eric Kay 陳柏甫

HKMA registration number:AE3549

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DBS ASIA CAPITAL LIMITED	RO	Advising on corporate finance	2022-08-19	-
	RO	Advising on securities	2022-08-19	-
	RO	Dealing in securities	2022-08-19	-
	Rep	Advising on corporate finance	2022-07-13	2022-08-19
	Rep	Advising on securities	2022-07-13	2022-08-19
	Rep	Dealing in securities	2022-07-13	2022-08-19
Admiralty Harbour Capital Limited	RO	Advising on corporate finance	2021-09-28	2022-05-31
	Rep	Advising on corporate finance	2020-10-05	2021-09-28
	Rep	Advising on securities	2020-10-05	2022-05-31
	Rep	Dealing in securities	2020-10-05	2022-05-31
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2009-06-26	2017-01-31
	Rep	Advising on securities	2009-06-26	2017-01-31
	Rep	Dealing in securities	2009-06-26	2017-01-31
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2007-10-18	2008-11-25
	Rep	Dealing in securities	2007-10-18	2008-11-25
	Rep	Advising on corporate finance	2006-08-04	2007-05-28
	Rep	Dealing in securities	2006-08-04	2007-05-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AE3549

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
DBS BANK LTD.	Dealing in securities	EO	TEAM HEAD, M&A STRATEGIC ADVISORY, CORPORATE BANKING	2022-10-26	—	Current
DBS BANK LTD.	Advising on securities	EO	TEAM HEAD, M&A STRATEGIC ADVISORY, CORPORATE BANKING	2022-10-26	—	Current
DBS BANK LTD.	Advising on corporate finance	EO	TEAM HEAD, M&A STRATEGIC ADVISORY, CORPORATE BANKING	2022-10-26	—	Current
星展銀行 (香港) 有限公司	Dealing in securities	EO	TEAM HEAD, M&A STRATEGIC ADVISORY CORPORATE BANKING	2022-10-26	—	Current
星展銀行 (香港) 有限公司	Advising on securities	EO	TEAM HEAD, M&A STRATEGIC ADVISORY CORPORATE BANKING	2022-10-26	—	Current
星展銀行 (香港) 有限公司	Advising on corporate finance	EO	TEAM HEAD, M&A STRATEGIC ADVISORY CORPORATE BANKING	2022-10-26	—	Current
DBS BANK LTD.	Dealing in securities	Non-EO	—	2022-06-15	2022-10-25	Former
DBS BANK LTD.	Advising on securities	Non-EO	—	2022-06-15	2022-10-25	Former
DBS BANK LTD.	Advising on corporate finance	Non-EO	—	2022-06-15	2022-10-25	Former
星展銀行 (香港) 有限公司	Dealing in securities	Non-EO	—	2022-06-15	2022-10-25	Former
星展銀行 (香港) 有限公司	Advising on securities	Non-EO	—	2022-06-15	2022-10-25	Former
星展銀行 (香港) 有限公司	Advising on corporate finance	Non-EO	—	2022-06-15	2022-10-25	Former
渣打銀行 (香港) 有限公司	Dealing in securities	EO	—	2014-04-16	2018-11-11	Former
渣打銀行 (香港) 有限公司	Advising on securities	EO	—	2014-04-16	2018-11-11	Former
渣打銀行 (香港) 有限公司	Advising on corporate finance	EO	—	2014-04-16	2018-11-11	Former
渣打銀行 (香港) 有限公司	Dealing in securities	Non-EO	—	2009-07-11	2014-04-15	Former
渣打銀行 (香港) 有限公司	Advising on securities	Non-EO	—	2009-07-11	2014-04-15	Former
渣打銀行 (香港) 有限公司	Advising on corporate finance	Non-EO	—	2009-07-11	2014-04-15	Former