Personnel Hong Kong SFC License Details (ID 95102)

Personnel Hong Kong SFC License Details (ID 95102)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Modus Asset Management Limited	Rep	Asset management	2016-05-09	2021-08-31
China Renaissance Securities (Hong Kong) Limited	RO	Advising on securities	2014-01-21	2015-11-02
	RO	Dealing in securities	2014-01-21	2015-11-02
	Rep	Advising on securities	2013-10-21	2014-01-21
	Rep	Dealing in securities	2013-10-21	2014-01-21
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on securities	2011-06-27	2012-08-22
	Rep	Dealing in securities	2011-06-27	2012-08-22
SAIL ADVISORS LIMITED	Rep	Advising on securities	2005-11-01	2007-05-16
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2003-10-17	2005-10-07
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	-	2003-10-10
	Rep	Advising on securities	-	2003-10-10
	Rep	Asset management	-	2003-10-10
	Rep	Providing automated trading services	-	2003-10-10
	Rep	Dealing in securities	-	2005-10-07