Personnel Hong Kong SFC License Details (ID 95103)

Personnel Hong Kong SFC License Details (ID 95103)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	RO	Advising on corporate finance	2021-07-22	-
	RO	Dealing in securities	2021-07-22	-
	Rep	Advising on corporate finance	2019-07-09	2021-07-22
	Rep	Dealing in securities	2019-07-09	2021-07-22
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2015-05-12	2019-03-01
	Rep	Advising on securities	2015-05-12	2019-03-01
	Rep	Dealing in securities	2015-05-12	2019-03-01
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2015-05-12	2019-03-01
	Rep	Advising on securities	2015-05-12	2019-03-01
	Rep	Dealing in securities	2015-05-12	2019-03-01
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2010-03-05	2015-01-08
	Rep	Advising on securities	2010-03-05	2015-01-08
	Rep	Dealing in securities	2010-03-05	2015-01-08