Lam, Francois Henri 林志雄

HKMA registration number:AE5736

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2024-11-21	-
Vontobel Limited	RO	Dealing in futures contracts	2022-11-15	2024-04-12
	RO	Dealing in securities	2021-12-06	2024-05-31
	Rep	Dealing in futures contracts	2021-04-12	2022-11-15
	Rep	Dealing in securities	2021-02-24	2021-12-06
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2016-07-08	2020-11-12
Standard Chartered Securities (Hong Kong) Limited	Rep	Dealing in futures contracts	2014-02-07	2016-04-01
	Rep	Dealing in securities	2010-03-11	2016-04-01
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2007-02-10	2009-12-17
	Rep	Dealing in futures contracts	2007-02-10	2009-12-17
	Rep	Dealing in securities	2007-02-10	2009-12-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AE5736

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
香港上海滙豐銀行有限公司	Dealing in securities	Non-EO	MARKETS & SECURITIES SERVICES, ASSOCIATE DIRECTOR	2024-11-16	—	Current
香港上海滙豐銀行有限公司	Dealing in futures contracts	Non-EO	MARKETS & SECURITIES SERVICES, ASSOCIATE DIRECTOR	2024-11-16	—	Current
香港上海滙豐銀行有限公司	Advising on securities	Non-EO	MARKETS & SECURITIES SERVICES, ASSOCIATE DIRECTOR	2024-11-16	—	Current
香港上海滙豐銀行有限公司	Advising on futures contracts	Non-EO	MARKETS & SECURITIES SERVICES, ASSOCIATE DIRECTOR	2024-11-16	—	Current
香港上海滙豐銀行有限公司	Dealing in securities	Non-EO	—	2016-07-07	2020-11-09	Former
香港上海滙豐銀行有限公司	Advising on securities	Non-EO	—	2016-07-07	2020-11-09	Former
渣打銀行 (香港) 有限公司	Dealing in securities	Non-EO	—	2010-03-09	2016-03-31	Former
渣打銀行 (香港) 有限公司	Advising on securities	Non-EO	—	2010-03-09	2016-03-31	Former