Lau, Abbott Sik Kwong 劉錫光

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INNOVATION SECURITIES CO., LIMITED	RO	Dealing in securities	2016-07-13	-
	Rep	Dealing in securities	2016-04-14	2016-07-13
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2003-04-01	2006-07-04
	Rep	Advising on securities	2003-04-01	2006-07-04
	Rep	Asset management	2003-04-01	2006-07-04
	Rep	Dealing in securities	2003-04-01	2015-01-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INNOVATION SECURITIES CO., LIMITED	RO	Dealing in securities	2016-07-13	-
	Rep	Dealing in securities	2016-04-14	2016-07-13
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2003-04-01	2006-07-04
	Rep	Advising on securities	2003-04-01	2006-07-04
	Rep	Asset management	2003-04-01	2006-07-04
	Rep	Dealing in securities	2003-04-01	2015-01-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.