Personnel Hong Kong SFC License Details (ID 95116)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on securities	2010-07-20	2013-03-04
	Rep	Dealing in securities	2010-07-20	2013-03-04
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2008-01-22	2009-07-17
	Rep	Dealing in securities	2008-01-22	2009-07-17
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in securities	2005-01-26	2005-04-27