Personnel Hong Kong SFC License Details (ID 95117)

Personnel Hong Kong SFC License Details (ID 95117)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EMINENCE ASSET MANAGEMENT (ASIA) LIMITED	RO	Asset management	2020-06-19	2020-12-31
UCF Asset Management (HK) Limited	RO	Advising on securities	2019-05-31	2019-10-15
	RO	Asset management	2019-05-31	2019-10-15
	Rep	Advising on securities	2019-05-17	2019-05-31
	Rep	Asset management	2019-05-17	2019-05-31
GA (INT'L) CAPITAL MANAGEMENT LIMITED	RO	Advising on securities	2018-05-24	2019-02-09
	RO	Asset management	2018-05-24	2019-02-09
FULL HOUSE ASSET MANAGEMENT COMPANY LIMITED	RO	Advising on securities	2016-08-24	2017-06-30
	RO	Asset management	2016-08-24	2017-06-30
Old Peak Capital Limited	RO	Advising on securities	2014-07-08	2016-06-03
	RO	Asset management	2014-07-08	2016-06-03
Standard Chartered Securities (Hong Kong) Limited	Rep	Dealing in securities	2006-10-23	2013-06-04