| Ethivo Asset Management (HK) Limited | RO | Advising on securities | 2021-03-25 | - |
| RO | Asset management | 2021-03-25 | - |
| RO | Dealing in securities | 2021-03-25 | - |
| Rep | Advising on securities | 2016-03-01 | 2021-03-25 |
| Rep | Asset management | 2016-03-01 | 2021-03-25 |
| Rep | Dealing in securities | 2016-03-01 | 2021-03-25 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2014-11-28 | 2016-02-07 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-11-28 | 2016-02-07 |
| Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on securities | 2010-10-11 | 2013-06-17 |
| Rep | Dealing in securities | 2010-10-11 | 2013-06-17 |
| Anand Rathi Financial Services (HK) Limited | RO | Dealing in securities | 2009-09-23 | 2010-09-12 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2003-10-17 | 2008-03-07 |
| Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-04-01 | 2003-10-10 |
| Rep | Advising on securities | 2003-04-01 | 2003-10-10 |
| Rep | Asset management | 2003-04-01 | 2003-10-10 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-10-10 |
| Rep | Dealing in securities | 2003-04-01 | 2008-03-07 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-10-10 |
| Rep | Asset management | 2003-04-01 | 2003-10-10 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2008-03-07 |