Personnel Hong Kong SFC License Details (ID 95122)

Personnel Hong Kong SFC License Details (ID 95122)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on securities	2011-07-20	2012-04-26
	Rep	Dealing in securities	2011-07-20	2012-04-26
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2010-03-15	2011-07-01
MF Securities Hong Kong Limited	Rep	Dealing in securities	2009-02-20	2009-02-20
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2007-10-26	2008-12-02
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Asset management	2006-11-20	2007-10-06
	Rep	Dealing in securities	2006-11-20	2007-10-06
FIL Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2004-10-15	2006-10-13
FIL Investment Advisors	Rep	Asset management	2003-12-09	2006-10-13
FIL Investment Management (Hong Kong) Limited	Rep	Asset management	2003-12-09	2006-10-13