Personnel Hong Kong SFC License Details (ID 95123)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2012-09-17	-
	Rep	Dealing in securities	2012-09-17	-
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on securities	2008-02-13	2012-08-16
	Rep	Dealing in securities	2008-02-13	2012-08-16