Personnel Hong Kong SFC License Details (ID 95125)

Personnel Hong Kong SFC License Details (ID 95125)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Quintus Partners Limited	Rep	Advising on corporate finance	2016-04-29	2017-05-02
	Rep	Dealing in securities	2016-04-29	2017-05-02
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2010-03-12	2012-08-15
	Rep	Advising on securities	2010-03-12	2012-08-15
	Rep	Dealing in securities	2010-03-12	2012-08-15
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2009-04-23	2009-06-05
	Rep	Dealing in securities	2009-04-23	2009-06-05
	Rep	Advising on corporate finance	2007-05-21	2008-02-12
	Rep	Dealing in securities	2007-05-21	2008-02-12