Tsai, Daniel Hin Man 蔡衍汶

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2026-07-15	-
SHANXI SECURITIES INTERNATIONAL LIMITED	Rep	Dealing in securities	2026-07-15	-
Guolian Securities International Capital Market Co., Limited	RO	Advising on corporate finance	2021-08-06	2025-06-30
Guolian Securities International Capital Co., Limited	Rep	Advising on securities	2021-02-03	2025-06-30
	Rep	Dealing in securities	2021-02-03	2025-06-30
SOUTH CHINA CAPITAL LIMITED	RO	Advising on corporate finance	2017-08-22	2020-11-30
	Rep	Advising on corporate finance	2017-06-26	2017-08-22
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2017-06-26	2020-11-30
FORTUNE (HK) SECURITIES LIMITED	Rep	Dealing in securities	2016-05-16	2017-04-26
FORTUNE FINANCIAL CAPITAL LIMITED	Rep	Advising on corporate finance	2016-05-16	2017-04-26
CGS International Securities Hong Kong Limited	Rep	Advising on corporate finance	2015-07-10	2016-04-15
	Rep	Dealing in securities	2015-07-10	2016-04-15
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2011-08-22	2015-01-08
	Rep	Advising on securities	2011-08-22	2015-01-08
	Rep	Dealing in securities	2011-08-22	2015-01-08
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2010-05-28	2011-08-20
	Rep	Dealing in securities	2010-05-28	2011-08-20
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2009-07-28	2009-11-10
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2007-10-03	2008-12-10
	Rep	Advising on corporate finance	2007-07-12	2008-12-10
	Rep	Dealing in securities	2007-07-12	2008-12-10
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2006-05-17	2007-05-31
	Rep	Dealing in securities	2006-05-17	2007-05-31
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2006-05-17	2007-05-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.