Tsaur, En-hua 曹恩華 Hong Kong SFC License Details (ID 95132)

Tsaur, En-hua 曹恩華 Hong Kong SFC License Details (ID 95132)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2010-01-04	2013-09-23
	Rep	Advising on securities	2010-01-04	2013-09-23
	Rep	Dealing in securities	2009-12-03	2013-09-23
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-01-17	2009-08-31
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2005-08-15	2007-10-11
	Rep	Advising on securities	2005-08-15	2007-10-11
	Rep	Dealing in securities	2005-08-15	2009-08-31
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2005-08-15	2007-10-11
	Rep	Advising on securities	2005-08-15	2007-10-11
	Rep	Dealing in securities	2005-08-15	2007-12-21