| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2023-10-10 | - |
| Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2022-08-15 | 2023-10-02 |
| Rep | Advising on securities | 2022-08-15 | 2023-10-02 | |
| Rep | Dealing in securities | 2022-08-15 | 2023-10-02 | |
| China Renaissance Securities (Hong Kong) Limited | RO | Advising on corporate finance | 2021-02-10 | 2021-12-30 |
| RO | Advising on securities | 2021-02-10 | 2021-12-30 | |
| RO | Dealing in securities | 2021-02-10 | 2021-12-30 | |
| Rep | Advising on corporate finance | 2020-06-03 | 2021-02-10 | |
| Rep | Advising on securities | 2020-06-03 | 2021-02-10 | |
| Rep | Dealing in securities | 2020-06-03 | 2021-02-10 | |
| Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-03-13 | 2020-04-06 |
| Rep | Advising on securities | 2015-03-13 | 2020-04-06 | |
| Rep | Dealing in securities | 2015-03-13 | 2020-04-06 | |
| Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2009-08-06 | 2015-01-08 |
| Rep | Advising on securities | 2009-08-06 | 2015-01-08 | |
| Rep | Dealing in securities | 2009-08-06 | 2015-01-08 | |
| Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-09-21 | 2009-01-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2007-08-28 | 2009-01-12 |
| Rep | Advising on securities | 2007-08-28 | 2009-01-12 | |
| Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2007-08-28 | 2009-01-12 |
| Rep | Advising on securities | 2007-08-28 | 2009-01-12 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-10-04 | 2009-01-12 |
No HKMA registrations in the collected records.