Personnel Hong Kong SFC License Details (ID 95137)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INNOVATION SECURITIES CO., LIMITED	Rep	Dealing in securities	2018-05-28	2018-12-03
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2015-03-30	2018-02-06
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on corporate finance	-	2003-11-21
	Rep	Asset management	-	2003-11-21
	Rep	Advising on securities	-	2006-07-04
	Rep	Dealing in securities	-	2015-01-08