Personnel Hong Kong SFC License Details (ID 95153)

Personnel Hong Kong SFC License Details (ID 95153)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KHG Asset Management Limited	RO	Advising on securities	2022-08-15	-
	RO	Asset management	2022-08-15	-
	RO	Dealing in securities	2022-08-15	-
CARLYON ASSET MANAGEMENT LIMITED	RO	Asset management	2018-12-10	2022-07-31
	Rep	Asset management	2017-09-29	2018-12-10
CARLYON SECURITIES LIMITED	RO	Dealing in securities	2017-07-21	2022-07-31
BOA INTERNATIONAL SECURITIES LIMITED	RO	Dealing in futures contracts	2012-11-16	2017-05-12
	RO	Dealing in securities	2012-11-16	2017-05-12
STARLING GROUP SECURITIES LIMITED	RO	Advising on securities	2009-11-06	2012-11-15
STARLING GROUP FUTURES LIMITED	RO	Dealing in futures contracts	2008-11-05	2012-09-30
STARLING GROUP SECURITIES LIMITED	RO	Dealing in securities	2008-11-05	2012-11-15
GETTA SECURITIES LIMITED	RO	Advising on securities	2007-06-26	2008-10-31
	RO	Dealing in securities	2007-04-02	2008-10-31
	RO	Dealing in futures contracts	2007-01-25	2008-10-31
	Rep	Dealing in futures contracts	2005-01-10	2007-01-25
	Rep	Dealing in securities	2005-01-10	2007-04-02