Personnel Hong Kong SFC License Details (ID 95158)

Personnel Hong Kong SFC License Details (ID 95158)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
STATE STREET GLOBAL ADVISORS ASIA LIMITED	RO	Advising on futures contracts	2007-07-12	2017-06-02
	RO	Advising on securities	2007-07-12	2017-06-02
	RO	Asset management	2007-07-12	2017-06-02
STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED	RO	Advising on securities	2007-07-12	2017-06-02
	RO	Asset management	2007-07-12	2017-06-02
	Rep	Advising on securities	2007-05-10	2007-07-12
	Rep	Asset management	2007-05-10	2007-07-12
STATE STREET GLOBAL ADVISORS ASIA LIMITED	Rep	Advising on futures contracts	2006-09-28	2007-07-12
	Rep	Advising on securities	2006-09-28	2007-07-12
	Rep	Asset management	2006-09-28	2007-07-12