Personnel Hong Kong SFC License Details (ID 95160)

Personnel Hong Kong SFC License Details (ID 95160)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
STATE STREET GLOBAL ADVISORS ASIA LIMITED	RO	Advising on corporate finance	2011-02-22	2014-09-04
	RO	Advising on futures contracts	2011-02-22	2014-09-04
	RO	Advising on securities	2011-02-22	2014-09-04
	RO	Asset management	2011-02-22	2014-09-04
	RO	Dealing in securities	2011-02-22	2014-09-04
	RO	Advising on corporate finance	2007-08-01	2008-04-24
	RO	Advising on futures contracts	2007-08-01	2008-04-24
	RO	Advising on securities	2007-08-01	2008-04-24
	RO	Asset management	2007-08-01	2008-04-24
	RO	Dealing in securities	2007-08-01	2008-04-24
STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED	RO	Advising on corporate finance	2007-08-01	2008-04-24
	RO	Advising on securities	2007-08-01	2008-04-24
	RO	Asset management	2007-08-01	2008-04-24