Personnel Hong Kong SFC License Details (ID 95165)

Personnel Hong Kong SFC License Details (ID 95165)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
STATE STREET GLOBAL ADVISORS ASIA LIMITED	Rep	Advising on securities	2009-06-24	2012-10-01
	Rep	Asset management	2009-06-24	2012-10-01
	Rep	Dealing in securities	2009-06-24	2012-10-01
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2007-01-15	2008-06-30
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2007-01-15	2008-06-30
	Rep	Dealing in futures contracts	2007-01-15	2008-06-30
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2007-01-15	2008-06-30