Personnel Hong Kong SFC License Details (ID 95176)

Personnel Hong Kong SFC License Details (ID 95176)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMS ASSET MANAGEMENT (HK) CO., LIMITED	RO	Dealing in securities	2026-05-21	-
	RO	Advising on securities	2025-02-21	-
	RO	Asset management	2025-02-21	-
	Rep	Advising on securities	2024-04-12	2025-02-21
	Rep	Asset management	2024-04-12	2025-02-21
VERACITY INVESTMENT CO., LIMITED	RO	Advising on securities	2019-03-20	2023-05-31
	RO	Asset management	2019-03-20	2023-05-31
	Rep	Advising on securities	2019-01-17	2019-03-20
	Rep	Asset management	2019-01-17	2019-03-20
	Rep	Dealing in securities	2019-01-17	2023-05-31
STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED	Rep	Advising on securities	2007-07-23	2018-06-05
	Rep	Asset management	2007-07-23	2018-06-05
STATE STREET GLOBAL ADVISORS ASIA LIMITED	Rep	Advising on futures contracts	2006-08-09	2018-06-05
	Rep	Advising on securities	2006-08-09	2018-06-05
	Rep	Asset management	2006-08-09	2018-06-05