Personnel Hong Kong SFC License Details (ID 95181)

Personnel Hong Kong SFC License Details (ID 95181)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2024-10-23	-
	Rep	Dealing in securities	2024-10-23	-
	Rep	Asset management	2024-10-23	2025-06-05
E FUND MANAGEMENT (HONG KONG) CO., LIMITED	RO	Advising on securities	2019-08-12	2023-09-30
	RO	Dealing in securities	2019-08-12	2023-09-30
	Rep	Advising on securities	2017-11-15	2019-08-12
	Rep	Dealing in securities	2017-11-15	2019-08-12
	Rep	Asset management	2017-11-15	2023-09-30
	RO	Advising on securities	2017-04-20	2017-11-15
	RO	Asset management	2017-04-20	2017-11-15
	RO	Dealing in securities	2017-04-20	2017-11-15
	Rep	Dealing in securities	2015-07-31	2017-04-20
	Rep	Advising on securities	2013-04-16	2017-04-20
	Rep	Asset management	2013-04-16	2017-04-20
STATE STREET GLOBAL ADVISORS ASIA LIMITED	Rep	Advising on securities	2010-09-03	2013-04-04
	Rep	Dealing in securities	2010-09-03	2013-04-04