Personnel Hong Kong SFC License Details (ID 95207)

Personnel Hong Kong SFC License Details (ID 95207)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Solo Securities Limited	RO	Advising on securities	2022-03-04	-
Solo Asset Management Limited	RO	Advising on futures contracts	2018-06-15	-
	RO	Advising on securities	2018-01-15	-
	RO	Asset management	2018-01-15	-
Solo Futures Limited	RO	Dealing in futures contracts	2016-11-07	-
Solo Securities Limited	RO	Dealing in securities	2016-11-07	-
UNITED SIMSEN FOREX DEALERS LIMITED	Rep	Leveraged foreign exchange trading	2014-01-27	2015-07-08
XinKong International Securities Limited	Rep	Dealing in futures contracts	2014-01-27	2015-09-01
	Rep	Dealing in securities	2014-01-27	2015-09-01
STOCKWELL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2012-08-01	2013-12-23
	Rep	Dealing in futures contracts	2011-06-01	2012-04-24
STOCKWELL SECURITIES LIMITED	Rep	Dealing in securities	2011-06-01	2013-12-23
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2010-08-17	2011-05-18
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2010-08-17	2011-05-18
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2008-12-12	2010-07-31
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2008-08-01	2010-07-31
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2008-08-01	2010-07-31