| Success Securities Limited | Rep | Dealing in securities | 2022-09-15 | 2023-05-08 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-12 | 2022-07-29 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-10-12 | 2022-07-29 |
| STOCKWELL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-09-09 | 2017-09-29 |
| STOCKWELL SECURITIES LIMITED | Rep | Dealing in securities | 2010-09-09 | 2017-09-29 |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-02-03 | 2010-05-12 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-11-29 | 2010-05-12 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | Advising on futures contracts | - | 2004-11-18 |
| Rep | Asset management | - | 2004-11-18 |
| Rep | Dealing in futures contracts | - | 2010-02-19 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | - | 2004-11-18 |
| Rep | Advising on securities | - | 2004-11-18 |
| Rep | Asset management | - | 2004-11-18 |
| Rep | Dealing in securities | - | 2010-05-12 |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | - | 2004-11-18 |
| Rep | Advising on securities | - | 2004-11-18 |
| Rep | Asset management | - | 2004-11-18 |
| Rep | Dealing in securities | - | 2010-05-12 |