Personnel Hong Kong SFC License Details (ID 95209)

Personnel Hong Kong SFC License Details (ID 95209)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2024-04-15	2025-08-14
Success Securities Limited	Rep	Dealing in securities	2022-09-09	2022-11-30
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2022-07-29
	Rep	Dealing in securities	2015-09-15	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2015-09-15	2022-07-29
STOCKWELL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2010-10-15	2015-08-27
STOCKWELL SECURITIES LIMITED	Rep	Dealing in securities	2010-10-15	2015-08-27
KVB Kunlun Securities (HK) Limited	Rep	Dealing in securities	2009-06-05	2009-11-23
PARTNERS CAPITAL SECURITIES LIMITED	Rep	Dealing in securities	2007-11-14	2009-05-25
Tung Shing Securities (Brokers) Limited	Rep	Advising on corporate finance	-	2004-01-09
	Rep	Advising on securities	-	2004-01-09
	Rep	Asset management	-	2004-01-09
	Rep	Dealing in securities	-	2007-10-31