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Personnel Hong Kong SFC License Details (ID 9522)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
EMP-DAIWA CAPITAL ASIA LIMITED
RO
Advising on securities
2008-03-06
2008-06-20
PAMA GROUP (HONG KONG) LIMITED
RO
Advising on securities
2004-01-16
2008-06-20
Rep
Advising on securities
2003-12-16
2004-01-16