Personnel Hong Kong SFC License Details (ID 95227)

Personnel Hong Kong SFC License Details (ID 95227)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2023-09-05	-
Success Securities Limited	Rep	Dealing in securities	2022-09-05	2023-08-11
KGI ASIA LIMITED	Rep	Dealing in securities	2017-11-28	2022-07-29
STOCKWELL SECURITIES LIMITED	Rep	Dealing in securities	2009-07-22	2017-09-29
Success Securities Limited	Rep	Dealing in securities	2005-12-21	2009-07-01
SDIC Securities International Financial Holdings Limited	Rep	Advising on corporate finance	2003-04-01	2005-02-23
	Rep	Advising on securities	2003-04-01	2005-02-23
	Rep	Asset management	2003-04-01	2005-02-23
	Rep	Dealing in securities	2003-04-01	2005-12-16