Personnel Hong Kong SFC License Details (ID 95231)

Personnel Hong Kong SFC License Details (ID 95231)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-12	2019-06-08
STOCKWELL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2008-04-02	2011-03-15
STOCKWELL SECURITIES LIMITED	Rep	Dealing in securities	2008-04-02	2017-09-29
CELESTIAL COMMODITIES LIMITED	Rep	Providing automated trading services	-	2004-03-02
	Rep	Advising on futures contracts	-	2004-03-04
	Rep	Asset management	-	2004-03-04
	Rep	Dealing in futures contracts	-	2008-03-11
CELESTIAL SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-02-19
	Rep	Advising on securities	-	2004-02-19
	Rep	Asset management	-	2004-02-19
	Rep	Providing automated trading services	-	2004-02-19
	Rep	Dealing in securities	-	2008-03-11