| ZH SECURITIES LIMITED | Rep | Advising on securities | 2025-08-12 | - |
| Rep | Dealing in futures contracts | 2025-08-12 | - |
| Rep | Dealing in securities | 2025-08-12 | - |
| XinKong International Securities Limited | Rep | Advising on securities | 2021-04-19 | 2024-03-01 |
| Rep | Dealing in futures contracts | 2015-09-17 | 2022-08-04 |
| Rep | Dealing in securities | 2015-09-17 | 2024-03-01 |
| STOCKWELL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2012-06-01 | 2015-09-14 |
| STOCKWELL SECURITIES LIMITED | Rep | Dealing in securities | 2011-06-30 | 2015-09-14 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2008-08-26 | 2011-06-09 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-05-30 | 2011-06-09 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2008-05-30 | 2011-06-09 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2007-09-19 | 2008-05-29 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-02-27 |
| Rep | Asset management | 2003-04-01 | 2004-02-27 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2008-05-29 |