Personnel Hong Kong SFC License Details (ID 95246)

Personnel Hong Kong SFC License Details (ID 95246)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hill Ocean Capital Limited	RO	Asset management	2021-09-30	-
COFCO ASSET MANAGEMENT (INTERNATIONAL) COMPANY LIMITED	RO	Advising on securities	2019-08-19	2020-06-28
	RO	Dealing in securities	2019-08-19	2020-06-28
	RO	Asset management	2018-09-28	2020-06-28
	Rep	Asset management	2018-08-23	2018-09-28
ORION INVESTMENT MANAGEMENT LIMITED	RO	Dealing in securities	2017-02-16	2017-07-17
STORMHARBOUR SECURITIES (HONG KONG) LIMITED	RO	Advising on corporate finance	2011-09-08	2016-06-06
	RO	Advising on securities	2011-09-08	2016-06-06
	RO	Dealing in securities	2011-09-08	2016-06-06
	Rep	Advising on corporate finance	2011-03-08	2011-09-08
	Rep	Advising on securities	2011-03-08	2011-09-08
	Rep	Dealing in securities	2011-03-08	2011-09-08