Personnel Hong Kong SFC License Details (ID 95248)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PineBridge Investments Asia Limited	Rep	Advising on securities	2013-06-25	2017-07-19
	Rep	Dealing in securities	2013-06-25	2017-07-19
STORMHARBOUR SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2010-03-18	2013-01-01
	Rep	Advising on securities	2010-03-18	2013-01-01
	Rep	Dealing in securities	2010-03-18	2013-01-01
KBC FINANCIAL PRODUCTS HONG KONG LIMITED	Rep	Dealing in securities	2006-09-12	2009-03-01