Personnel Hong Kong SFC License Details (ID 95251)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
STORMHARBOUR SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2019-09-19	-
	Rep	Advising on securities	2019-09-19	-
	Rep	Dealing in securities	2019-09-19	2026-05-15
D'ASIE ASSET MANAGEMENT LIMITED	RO	Advising on securities	2019-02-12	2019-05-01
STORMHARBOUR SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2011-05-31	2018-10-02
	Rep	Advising on securities	2011-05-31	2018-10-02
	Rep	Dealing in securities	2011-05-31	2018-10-02