| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-10-14 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-09-25 | - |
| Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2004-12-14 | 2018-03-31 |
| Success Securities Limited | Rep | Dealing in securities | 2004-12-14 | 2020-08-23 |
| Asia Pacific Securities Limited | Rep | Advising on corporate finance | 2003-04-01 | 2003-08-29 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-08-29 |
| Rep | Advising on securities | 2003-04-01 | 2003-09-15 |
| Rep | Dealing in securities | 2003-04-01 | 2004-11-30 |
| YUE XIU FUTURES COMPANY LIMITED | Rep | Asset management | 2003-04-01 | 2003-09-01 |
| Rep | Advising on futures contracts | 2003-04-01 | 2003-09-15 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2004-11-30 |