| AUREUM INFINITY CAPITAL LIMITED | RO | Advising on securities | 2026-04-24 | - |
| RO | Asset management | 2026-04-24 | - |
| RO | Dealing in securities | 2026-04-24 | - |
| Rep | Advising on securities | 2026-02-25 | 2026-04-24 |
| Rep | Asset management | 2026-02-25 | 2026-04-24 |
| Quantum Capital Management Limited | RO | Advising on securities | 2024-08-02 | 2025-12-31 |
| RO | Asset management | 2024-08-02 | 2025-12-31 |
| Rep | Advising on securities | 2024-03-19 | 2024-08-02 |
| Rep | Asset management | 2024-03-19 | 2024-08-02 |
| RO | Advising on securities | 2020-04-03 | 2021-08-31 |
| RO | Asset management | 2020-04-03 | 2021-08-31 |
| China United Merchants Asset Management Company Limited | RO | Asset management | 2019-06-11 | 2020-06-30 |
| RO | Dealing in securities | 2019-06-11 | 2020-06-30 |
| Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2010-05-13 | 2018-03-31 |
| Success Securities Limited | Rep | Dealing in securities | 2010-05-13 | 2019-03-15 |
| Emperor Wealth Management Limited | Rep | Dealing in securities | 2009-09-21 | 2010-04-13 |
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-09-04 | 2010-04-13 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2009-06-15 | 2010-04-13 |
| Rep | Advising on securities | 2009-05-15 | 2010-04-13 |
| oOo Securities (HK) Group Limited | Rep | Advising on securities | 2008-06-16 | 2009-05-01 |