Personnel Hong Kong SFC License Details (ID 95265)

Personnel Hong Kong SFC License Details (ID 95265)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Success Futures and Foreign Exchange Limited	Rep	Dealing in futures contracts	2013-03-04	2018-03-31
Success Securities Limited	Rep	Dealing in securities	2013-03-04	2026-08-28
LUK FOOK FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2012-02-08	2012-09-10
LUK FOOK SECURITIES (HK) LIMITED	Rep	Dealing in securities	2012-02-08	2012-09-10
Success Futures and Foreign Exchange Limited	Rep	Dealing in futures contracts	2011-06-10	2012-01-20
Success Securities Limited	Rep	Dealing in securities	2011-06-10	2012-01-20
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-03-04	2011-05-26
KGI ASIA LIMITED	Rep	Dealing in securities	2010-02-01	2011-05-26
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2009-07-27	2010-01-23