| Zero2IPO Securities Limited | RO | Dealing in futures contracts | 2019-12-13 | 2020-11-26 |
| Hao Tian International Futures Limited | RO | Dealing in futures contracts | 2016-10-06 | 2016-11-27 |
| Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2010-11-12 | 2016-05-31 |
| Success Securities Limited | Rep | Advising on securities | 2010-11-12 | 2011-09-16 |
| Rep | Dealing in securities | 2010-11-12 | 2016-05-31 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-04-01 | 2008-06-01 |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2007-03-21 | 2008-06-01 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2007-03-21 | 2008-06-01 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | RO | Dealing in futures contracts | 2003-06-09 | 2008-04-01 |
| Rep | Advising on futures contracts | - | 2003-04-30 |
| Rep | Asset management | - | 2003-04-30 |
| Rep | Dealing in futures contracts | - | 2003-06-09 |