| i-Golden Data Capital Limited | RO | Advising on securities | 2025-09-30 | 2026-05-01 |
| RO | Asset management | 2025-09-30 | 2026-05-01 |
| Solomon JFZ (Asia) Holdings Limited | Rep | Advising on securities | 2023-11-07 | 2025-09-08 |
| Rep | Asset management | 2023-11-07 | 2025-09-08 |
| Rep | Dealing in securities | 2023-11-07 | 2025-09-08 |
| Vantage New Generation Securities Limited | RO | Advising on securities | 2019-03-29 | 2023-05-31 |
| RO | Dealing in securities | 2019-03-29 | 2023-05-31 |
| HF Asset Management Limited (HK) | Rep | Asset management | 2016-12-15 | 2019-02-01 |
| HF Securities and Futures Limited | RO | Dealing in futures contracts | 2016-09-14 | 2019-02-01 |
| RO | Dealing in securities | 2016-09-14 | 2019-02-01 |
| Rep | Dealing in futures contracts | 2016-08-25 | 2016-09-14 |
| Rep | Dealing in securities | 2016-08-25 | 2016-09-14 |
| Success Securities Limited | Rep | Advising on securities | 2011-08-08 | 2016-06-22 |
| Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2007-12-21 | 2016-06-22 |
| Success Securities Limited | Rep | Dealing in securities | 2007-10-30 | 2016-06-22 |
| Success Futures and Foreign Exchange Limited | Rep | Leveraged foreign exchange trading | 2006-04-03 | 2016-06-22 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | - | 2004-11-18 |