Personnel SFC Licences and HKMA Registrations (ID 95285)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Success Futures and Foreign Exchange Limited	Rep	Dealing in futures contracts	2009-06-25	2018-03-31
Success Securities Limited	Rep	Dealing in securities	2008-12-31	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.